Industries

Financial Services

Reduce risk and ensure compliance with financial regulations using Case IQ’s innovative case management and compliance solutions.

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Case IQ allows us to capture and monitor employee relations investigations, medical accommodations and data privacy breach incidents in real time (throughout the life cycle), ensuring all necessary tasks are completed appropriately throughout the process. Additionally, the solution that allows us to retain necessary history and identify trends that we can now proactively address, preventing risk and ultimately saving organization money.”

Case IQ User, Internal Consultant, Mid-Sized Banking Organization
Data Points
Foster a safe and ethical workplace

28%

HAVE WITNESSED AGGRESSION
28 percent of U.S. workers have seen or been involved in aggressive workplace interactions.

63%

USE SPREADSHEETS
A Case IQ poll found that 63 percent of organizations use a manual process like spreadsheets to manage their investigations.

12 Months

BEFORE DETECTION
According to the ACFE, the average fraud case lasts 12 months before detection.

How Case IQ Helps

Reduce risk and recover more funds

Case IQ’s case management solution helps financial institutions that have stringent security, reporting, and compliance obligations manage exposure and risk and combat fraud and money laundering.

  • Address and resolve complaints fast
    Case IQ integrates seamlessly with your internal detection systems, an internal audit or through customer and employee complaints via web-form, hotline, call center or other anonymous reporting system to ensure every report or complaint is captured and acted upon.
  • Meet reporting deadlines
    With electronic filing and built-in reporting templates to send to regulators, Case IQ ensures your institution complies with the strict financial sector regulations for investigating and reporting of suspicious activity and financial crimes.
  • Improve compliance
    Use our compliance monitoring software to proactively identify risks including corruption, fraud, and more. Automate your anti-bribery, fraud, sanctions, and conflicts of interest programs, including gifts & hospitality monitoring, with our approvals & disclosures software. Finally, Case IQ’s third-party risk management software helps you risk-score and screen vendors and customers to reduce risk over the course of those relationships.
  • Conduct secure, reliable investigations
    Case IQ’s access-controlled platform and streamlined workflows make investigations of compliance lapses, fraud and theft, money laundering, suspicious activity reports (SARs), customer complaints and due diligence more secure and efficient.
The Case IQ Platform
Advanced case management and compliance tools, at your fingertips

Our acclaimed solutions can be easily configured to your organization’s workflow, so you don’t miss a beat. As soon as you’re up and running, you’ll find day-to-day tasks becoming more intuitive and efficient. You’ll also be able to spot patterns and trends, helping you mitigate organizational risks.

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Financial Services
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